SEC Form 4 · accession 0001019687-15-003385
LIVE VENTURES Inc · LIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonios Isaac
Officer — Fin. Plan/Strategist/Economist · Director
Period of report
Jun 30, 2015
Accepted (ET)
Sep 3, 2015 · 9:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Jun 30, 2015 | A | 300,000 | — | A | 300,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Common Stock, par value $0.001F1 | $2.53 | Jun 30, 2015 | A | 300,000 | A | Jun 30, 2015 | Jun 29, 2020 | Common Stock | 300,000 | 300,000 | D |
| Stock Option (Right to Buy) Common Stock, par value $0.001F1 | $2.53 | Jun 30, 2015 | A | 150,000 | A | Jun 30, 2016 | Jun 29, 2021 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Issued under the Company's 2014 Omnibus Equity Incentive Plan