SEC Form 4 · accession 0001019687-15-000313
LIVE VENTURES Inc · LIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Butler
Director
Period of report
Sep 1, 2014
Accepted (ET)
Jan 23, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 1, 2014 | A | 635 | $3.94 | A | 23,332 | D | |
| COMMON STOCKF2 | Oct 1, 2014 | A | 900 | $2.78 | A | 24,232 | D | |
| COMMON STOCKF3 | Nov 3, 2014 | A | 799 | $3.13 | A | 25,031 | D | |
| COMMON STOCKF4 | Dec 1, 2014 | A | 845 | $2.96 | A | 25,876 | D | |
| COMMON STOCKF5 | Jan 2, 2015 | A | 779 | $3.21 | A | 26,655 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares granted to the reporting person pursuant to the 2014 Omnibus Equity Incentive Plan of LiveDeal, Inc. Shares were granted to the reporting person in lieu of paying $2,500 cash director fees for services provided during August 2014.
- F2Performance shares granted to the reporting person pursuant to the 2014 Omnibus Equity Incentive Plan of LiveDeal, Inc. Shares were granted to the reporting person in lieu of paying $2,500 cash director fees for services provided during September 2014.
- F3Performance shares granted to the reporting person pursuant to the 2014 Omnibus Equity Incentive Plan of LiveDeal, Inc. Shares were granted to the reporting person in lieu of paying $2,500 cash director fees for services provided during October 2014.
- F4Performance shares granted to the reporting person pursuant to the 2014 Omnibus Equity Incentive Plan of LiveDeal, Inc. Shares were granted to the reporting person in lieu of paying $2,500 cash director fees for services provided during November 2014.
- F5Performance shares granted to the reporting person pursuant to the 2014 Omnibus Equity Incentive Plan of LiveDeal, Inc. Shares were granted to the reporting person in lieu of paying $2,500 cash director fees for services provided during December 2014.