SEC Form 4 · accession 0001209191-19-010745
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irving F Lyons III
Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | S | 2,216 | $70.88 | D | 7,972 | D | |
| Common Stock | Feb 13, 2019 | S | 7,901 | $70.85 | D | 71 | D | |
| Common StockF1,F2 | Feb 13, 2019 | S | 71 | $70.91 | D | 0 | D | |
| Common StockF3 | Feb 13, 2019 | S | 20,000 | $70.82 | D | 90,816 | I | The Lyons Family Trust (CP) |
| Common Stock | holding | — | — | — | 1,000 | I | Katherine Ashley Lyons Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Lyons inadvertently enrolled in a DRIP, which purchased 70.7758 shares of Prologis, Inc. common stock on 9/28/2018 unknown to Mr. Lyons. He reported this purchase on Form 4 on October 2, 2018. Mr. Lyons has, and will continue to, pay Prologis, Inc. for all profit made above the $66.89 per share purchase price of the 70.7758 shares (during the six-month period starting 9/28/2018). Such profit is currently less than $300.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.90 to $70.907. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $70.87. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.