SEC Form 4 · accession 0001209191-19-003389
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Olinger
Officer — Chief Financial Officer
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2019 | M | 9,952 | $0.00 | A | 17,974 | D | |
| Common StockF2 | Jan 9, 2019 | F | 3,542 | $61.31 | D | 14,432 | D | |
| Common StockF3 | holding | — | — | — | 29,170 | I | Rabbi Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 9, 2019 | M | 9,952 | D | — | — | Common Stock | 9,952 | 29,383 | D |
Explanation of responses
- F1Conversion of 33% of RSU grant following vest on January 9, 2019. The RSUs convert into Prologis Common Stock upon vesting on a 1-for-1 basis. RSUs have no exercise price or expiration date. The remaining RSU grant will vest in equal parts on January 9, 2020, and January 9, 2021.
- F2Shares withheld for payment of the tax liability associated with the receipt of common stock acquired upon the vesting of the RSUs referenced in Table II.
- F3Held indirectly through a rabbi trust pursuant to our non-qualified deferred compensation plans.