SEC Form 4 · accession 0001209191-17-037759
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward S Nekritz
Officer — Chief Legal Off./Gen. Counsel
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | M | 16,850 | $15.39 | A | 191,800 | D | |
| Common StockF1 | Jun 2, 2017 | S | 16,850 | $56.98 | D | 174,950 | D | |
| Common StockF2 | holding | — | — | — | 1,623 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Options | $15.39 | Jun 2, 2017 | M | 16,850 | D | Nov 11, 2011 | Nov 11, 2018 | Common Stock | 16,850 | 9,779 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.97 to $57.02. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F2Represents shares held in the company's 401(k) Plan as of March 31, 2017.