SEC Form 4 · accession 0001209191-17-036963
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hamid R Moghadam
Officer — Chairman & CEO · Director
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | May 31, 2017 | M | 3,267 | $32.95 | A | 3,267 | D | |
| Common StockF5,F6 | May 31, 2017 | S | 3,267 | $56.0027 | D | 0 | D | |
| Common StockF5 | Jun 1, 2017 | M | 10,800 | $32.95 | A | 10,800 | D | |
| Common StockF5,F7 | Jun 1, 2017 | S | 10,800 | $56.0003 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 982,414 | I | Rabbi Trust | |
| Common StockF2 | holding | — | — | — | 803,945 | I | Rabbi Trust | |
| Common StockF3 | holding | — | — | — | 1,939,089 | I | Trust | |
| Common StockF4 | holding | — | — | — | 131,775 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF5,F8 | $32.95 | May 31, 2017 | M | 3,267 | D | — | Feb 2, 2021 | Common Stock | 3,267 | 81,902 | D |
| NQ Stock OptionsF5,F9 | $32.95 | Jun 1, 2017 | M | 10,800 | D | — | Feb 2, 2021 | Common Stock | 10,800 | 71,102 | D |
Explanation of responses
- F1Held indirectly through a rabbi trust pursuant to our NQDC plans.
- F2Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
- F3Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
- F4Held indirectly in a trust with the reporting person as trustee.
- F5THE OPTION EXERCISE COVERED BY THIS FORM 4 WAS CONDUCTED PURSUANT TO AND IN ACCORDANCE WITH A 10B5-1 PLAN DATED FEBRUARY 24, 2017.
- F6The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.01. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F7The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.005. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F8Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on January 1, 2012 and February 1, 2014.
- F9Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2014.