SEC Form 4 · accession 0001209191-17-028901
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Olinger
Officer — Chief Financial Officer
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2017 | S | 25,000 | $55.0242 | D | 13,022 | D | |
| Common Stock | Apr 27, 2017 | M | 20,925 | $48.76 | A | 33,947 | D | |
| Common StockF2 | Apr 27, 2017 | S | 20,925 | $55.0381 | D | 13,022 | D | |
| Common Stock | Apr 27, 2017 | M | 28,300 | $15.92 | A | 41,322 | D | |
| Common StockF2 | Apr 27, 2017 | S | 28,300 | $55.0381 | D | 13,022 | D | |
| Common Stock | May 1, 2017 | G | 5,000 | $0.00 | D | 8,022 | D | |
| Common StockF3 | holding | — | — | — | 29,170 | I | Rabbi Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF4 | $48.76 | Apr 27, 2017 | M | 20,925 | D | — | Feb 21, 2018 | Common Stock | 20,925 | 79,700 | D |
| NQ Stock OptionsF5 | $15.92 | Apr 27, 2017 | M | 28,300 | D | — | Feb 10, 2019 | Common Stock | 28,300 | 51,400 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.11. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.085. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F3Held indirectly through a rabbi trust pursuant to our nonqualified deferred compensation plans.
- F4Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2011. There are 0 options remaining exercisable under this award.
- F5Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2012.