SEC Form 4 · accession 0001209191-17-011206

Prologis, Inc. · PLD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Feb 13, 2017

Accepted (ET)

Feb 15, 2017 · 6:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001045609

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 13, 2017	M	10,102	$0.00	A	918,969	I	Rabbi Trust
Common Stock^F3,F2	Feb 13, 2017	M	63,445	$0.00	A	982,414	I	Rabbi Trust
Common Stock^F4	holding	—	—		—	803,945	I	Rabbi Trust
Common Stock^F5	holding	—	—		—	1,939,089	I	Trust
Common Stock^F6	holding	—	—		—	131,775	I	Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Feb 13, 2017	M	10,102	D	—	—	Common Stock	10,102	63,445	D
Restricted Stock Units^F3	$0.00	Feb 13, 2017	M	63,445	D	—	—	Common Stock	63,445	0	D

F1Conversion of 20% of the original RSU grant following vest on February 13, 2017. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2017.
F2Held indirectly through a rabbi trust pursuant to our NQDC plans.
F3Conversion of 33% of the original RSU grant following vest on February 13, 2017. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 13, 2017.
F4Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
F5Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
F6Held indirectly in a trust with the reporting person as trustee.