SEC Form 4 · accession 0001209191-16-132863
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hamid R Moghadam
Officer — Chairman & CEO · Director
Period of report
Jul 14, 2016
Accepted (ET)
Jul 15, 2016 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2016 | M | 37,673 | $15.92 | A | 37,673 | D | |
| Common StockF1,F2 | Jul 14, 2016 | S | 37,673 | $51.01 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 908,867 | I | Rabbi Trust | |
| Common StockF4 | holding | — | — | — | 803,945 | I | Rabbi Trust | |
| Common StockF5 | holding | — | — | — | 2,099,089 | I | Trust | |
| Common StockF6 | holding | — | — | — | 131,775 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF1,F7 | $15.92 | Jul 14, 2016 | M | 37,673 | D | — | Feb 10, 2019 | Common Stock | 37,673 | 1,153,616 | D |
Explanation of responses
- F1THE OPTION EXERCISE COVERED BY THIS FORM 4 WAS CONDUCTED PURSUANT TO AND IN ACCORDANCE WITH A 10B5-1 PLAN DATED JANUARY 29, 2016.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.0000 to $51.0250. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F3Held indirectly through a rabbi trust pursuant to our non-qualified deferred compensation plans.
- F4Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
- F5Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
- F6Held indirectly in a trust with the reporting person as trustee.
- F7Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2012. There are 199,668 options remaining exercisable under this award.