SEC Form 4 · accession 0001209191-16-118219
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Losh
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units-NQDCF1 | $0.00 | May 4, 2016 | A | 3,596 | A | — | — | Common Stock | 3,596 | 18,496 | D |
Explanation of responses
- F1Deferred Stock Units (DSUs) granted May 4, 2016 which vest 100% on the earlier of the first anniversary of the grant date, or the first annual meeting of the stockholders of Prologis that occurs after the grant date, and are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan until May 4, 2019. The reporting person has elected to further defer receipt of underlying common stock until termination of service from the board. DSUs earn dividend equivalent units (DEUs) when distributions are declared on Prologis common stock and have no exercisable or expiration date. DSUs and accrued DEUs are convertible into Prologis common stock on a 1-for-1 basis. Balance in column 9 includes DSUs and DEUs.