SEC Form 4 · accession 0001209191-16-100390
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Olinger
Officer — Chief Financial Officer
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2016 | M | 9,626 | $0.00 | A | 37,520 | I | Rabbi Trust |
| Common Stock | holding | — | — | — | 58,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 17, 2016 | M | 9,626 | D | — | — | Common Stock | 9,626 | 0 | D |
Explanation of responses
- F1Conversion of 33% of the original Restricted Stock Unit (RSU) grant following vest on February 5, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016.
- F2Held indirectly through a rabbi trust pursuant to our NQDC plans.