SEC Form 4 · accession 0001209191-16-100389

Prologis, Inc. · PLD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Hamid R Moghadam

Officer — Chairman & CEO · Director

Period of report

Feb 17, 2016

Accepted (ET)

Feb 19, 2016 · 1:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001045609

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 17, 2016	M	9,961	$0.00	A	760,903	I	Rabbi Trust
Common Stock^F3,F2	Feb 17, 2016	M	64,312	$0.00	A	825,215	I	Rabbi Trust
Common Stock^F4,F2	Feb 17, 2016	M	20,206	$0.00	A	845,421	I	Rabbi Trust
Common Stock^F5,F2	Feb 17, 2016	M	63,446	$0.00	A	908,867	I	Rabbi Trust
Common Stock^F6	holding	—	—		—	803,945	I	Rabbi Trust
Common Stock^F7	holding	—	—		—	2,159,089	I	Trust
Common Stock^F8	holding	—	—		—	131,775	I	Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Feb 17, 2016	M	9,961	D	—	—	Common Stock	9,961	221,511	D
Restricted Stock Units^F3	$0.00	Feb 17, 2016	M	64,312	D	—	—	Common Stock	64,312	157,199	D
Restricted Stock Units^F4	$0.00	Feb 17, 2016	M	20,206	D	—	—	Common Stock	20,206	136,993	D
Restricted Stock Units^F5	$0.00	Feb 17, 2016	M	63,446	D	—	—	Common Stock	63,446	73,547	D

Explanation of responses

F1Conversion of 20% of the original RSU grant following vest on February 5, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016.
F2Held indirectly through a rabbi trust pursuant to our NQDC plans.
F3Conversion of 33% of the original RSU grant following vest on February 5, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016.
F4Conversion of 40% of the original RSU grant following vest on February 13, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016. The remaining 20% of the original RSU grant will vest on February 13, 2017.
F5Conversion of 33% of the original RSU grant following vest on February 13, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016. The remaining 33% of the original RSU grant will vest on February 13, 2017.
F6Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
F7Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
F8Held indirectly in a trust with the reporting person as trustee.