SEC Form 4 · accession 0001209191-15-009956
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Curless
Officer — Chief Investment Officer
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2015 | M | 8,873 | $0.00 | A | 47,904 | D | |
| Common StockF2 | Feb 3, 2015 | F | 3,391 | $45.15 | D | 44,513 | D | |
| Common StockF3 | holding | — | — | — | 15,016 | I | Michael S. Curless Trust | |
| Common StockF4 | holding | — | — | — | 15,015 | I | Nancy G. Curless Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 3, 2015 | M | 8,873 | D | — | — | Common Stock | 8,873 | 0 | D |
Explanation of responses
- F1Conversion of 33% of RSU grant following vest on February 1, 2015 and issuance to reporting person February 3, 2015. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date.
- F2Shares withheld for payment of the tax liability associated with the receipt of common stock acquired upon the vesting of the RSUs referenced in Table II.
- F3Held indirectly in a trust of which the reporting person is the trustee and beneficiary.
- F4Held indirectly in a trust of which the reporting person's spouse is the trustee and beneficiary.