SEC Form 4 · accession 0001209191-15-006490
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irving F Lyons III
Director
Period of report
Jan 23, 2015
Accepted (ET)
Jan 26, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2015 | M | 184 | $0.00 | A | 20,684 | D | |
| Common StockF2 | Jan 23, 2015 | M | 40 | $0.00 | A | 20,724 | D | |
| Common Stock | holding | — | — | — | 92,532 | I | The Lyons Family Trust (CP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | $0.00 | Jan 23, 2015 | M | 184 | D | — | — | Common Stock | 184 | 938 | D |
| Dividend Equivalent UnitsF2 | $0.00 | Jan 23, 2015 | M | 40 | D | — | — | Common Stock | 40 | 898 | D |
Explanation of responses
- F1Conversion of deferred phantom stock that the reporting person earned for previous service on the ProLogis board of trustees. Settlement is in Prologis, Inc. common stock on a 1-for-1 basis.
- F2Conversion of Dividend Equivalent Units (DEUs) earned on deferred phantom stock. Settlement is in Prologis, Inc. common stock on a 1-for-1 basis.