SEC Form 4 · accession 0001678067-18-000005
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giuseppe Accogli
Officer — SVP, President, Global Bus.
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Sep 17, 2018 | M | 9,314 | $39.33 | A | 59,452 | D | |
| Common Stock, $1 par value | Sep 17, 2018 | M | 8,333 | $46.18 | A | 67,785 | D | |
| Common Stock, $1 par valueF2 | Sep 17, 2018 | S | 17,647 | $77.27 | D | 50,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $39.33 | Sep 17, 2018 | M | 9,314 | D | Mar 3, 2017 | Mar 3, 2027 | Common Stock, $1 par value | 9,314 | 0 | D |
| Stock Option (Right to Buy) | $46.18 | Sep 17, 2018 | M | 8,333 | D | Sep 1, 2017 | Sep 1, 2026 | Common Stock, $1 par value | 8,333 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.
- F2Price reflects weighted average sales price. Range of prices for transactions are $77.12 through $77.45. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.