SEC Form 4 · accession 0001645572-18-000007
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brik V Eyre
Officer — SVP, President, Americas
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Sep 17, 2018 | M | 42,243 | $37.38 | A | 107,605 | D | |
| Common Stock, $1 par value | Sep 17, 2018 | M | 29,400 | $39.33 | A | 137,005 | D | |
| Common Stock, $1 par valueF2 | Sep 17, 2018 | S | 78,012 | $77.31 | D | 58,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.38 | Sep 17, 2018 | M | 42,243 | D | Mar 5, 2018 | Mar 3, 2025 | Common Stock, $1 par value | 42,243 | 0 | D |
| Stock Option (Right to Buy) | $39.33 | Sep 17, 2018 | M | 29,400 | D | Mar 3, 2017 | Mar 3, 2026 | Common Stock, $1 par value | 29,400 | 17,172 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre.
- F2Price reflects weighted average sales price. Range of prices for transactions are $77.10 through $77.52. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.