SEC Form 4 · accession 0001645572-18-000004
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brik V Eyre
Officer — SVP, President, Americas
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | May 8, 2018 | M | 20,000 | $37.38 | A | 101,474 | D | |
| Common Stock, $1 par valueF3 | May 8, 2018 | S | 36,359 | $69.61 | D | 65,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.38 | May 8, 2018 | M | 4,414 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock, $1 par value | 4,414 | 0 | D |
| Stock Option (Right to Buy) | $37.38 | May 8, 2018 | M | 15,586 | D | Mar 3, 2017 | Mar 3, 2025 | Common Stock, $1 par value | 15,586 | 35,828 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Eyre.
- F2Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options and restricted stock units previously granted by BII to Mr. Eyre.
- F3Price reflects weighted average sales price. Range of prices for transactions are $63.31 through $70.15. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.