SEC Form 4 · accession 0001570527-15-000002
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sebastian J Bufalino
Officer — Corporate Vice President
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Mar 3, 2015 | A | 3,288 | — | A | 16,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $69.42 | Mar 3, 2015 | A | 24,917 | A | — | Mar 3, 2025 | Common Stock, $1 par value | 24,917 | 24,917 | D |
Explanation of responses
- F1The reporting person received a grant of 3,288 restricted stock units which will vest in three equal installments beginning on the first anniversary of the grant date.
- F2The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.