SEC Form 4 · accession 0001560875-15-000001
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Uma Chowdhry
Director
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | May 5, 2015 | A | 1,650 | — | A | 5,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $69.65 | May 5, 2015 | A | 5,810 | A | — | May 5, 2025 | Common Stock, $1 par value | 5,810 | 5,810 | D |
Explanation of responses
- F1The reporting person received a grant of 1,650 restricted stock units which vest on the date of the 2016 annual meeting of shareholders.
- F2The date exercisable is the date of the 2016 annual meeting of shareholders.