SEC Form 4 · accession 0001557559-19-000001
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Stevens
Officer — SVP, CAO and Controller
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock,$1 par valueF1 | Feb 28, 2019 | A | 1,707 | $0.00 | A | 16,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $74.73 | Feb 28, 2019 | A | 17,147 | A | — | Feb 28, 2029 | Common Stock, $1 par value | 17,147 | 17,147 | D |
Explanation of responses
- F1The reporting person received a grant of 1,707 restricted stock units which are scheduled to vest in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2015 Incentive Plan.
- F2The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.