SEC Form 4 · accession 0001206256-18-000004
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Aug 8, 2018 | M | 5,400 | $37.50 | A | 15,248 | D | |
| Common Stock, $1 par value | Aug 8, 2018 | S | 5,400 | $72.97 | D | 9,848 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.50 | Aug 8, 2018 | M | 5,400 | D | May 3, 2016 | May 5, 2025 | Common Stock, $1 par value | 5,400 | 5,389 | D |