SEC Form 4 · accession 0001206256-18-000001
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Mar 2, 2018 | M | 4,990 | $31.26 | A | 14,838 | D | |
| Common Stock, $1 par value | Mar 2, 2018 | S | 4,990 | $66.05 | D | 9,848 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $31.26 | Mar 2, 2018 | M | 4,990 | A | May 8, 2012 | May 3, 2021 | Common Stock, $1 par value | 4,990 | 0 | D |