SEC Form 4 · accession 0001205438-18-000001

BAXTER INTERNATIONAL INC · BAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 2, 2018

Accepted (ET)

Apr 4, 2018 · 5:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000010456

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 par value	Apr 2, 2018	M	3,760	$33.77	A	28,380	D
Common Stock, $1 par value^F3	Apr 2, 2018	S	3,460	$64.70	D	24,920	D
Common Stock, $1 par value^F4	Apr 2, 2018	S	300	$65.27	D	24,620	D
Common Stock, $1 par value	holding	—	—		—	696	I	By Family Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$33.77	Apr 2, 2018	M	3,760	D	May 6, 2009	May 4, 2018	Common Stock, $1 par value	3,760	0	D

F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Stroucken on May 6, 2008.
F2Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to the stock options granted by BII to Mr. Stroucken.
F3Price reflects weighted average sales price. Range of prices for transactions are $64.19 through $65.18. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
F4Price reflects weighted average sales price. Range of prices for transactions are $65.22 through $65.35. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.