SEC Form 4 · accession 0001205438-15-000002
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert P L Stroucken
Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Apr 27, 2015 | M | 4,830 | $36.80 | A | 20,482 | D | |
| Common Stock, $1 par valueF2 | Apr 27, 2015 | S | 4,830 | $71.06 | D | 15,652 | D | |
| Common Stock, $1 par value | holding | — | — | — | 696 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.80 | Apr 27, 2015 | M | 4,830 | A | May 3, 2006 | May 1, 2015 | Common Stock, $1 par value | 4,830 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan.
- F2Price reflects weighted average sales price. Range of prices for transactions are $70.47 through $71.38. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.