SEC Form 4 · accession 0001107468-15-000001
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter S Hellman
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Feb 6, 2015 | M | 4,830 | $36.80 | A | 19,232 | D | |
| Common Stock, $1 par valueF1 | Feb 6, 2015 | S | 4,830 | $71.32 | D | 14,402 | D | |
| Common Stock, $1 par value | holding | — | — | — | 560 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.80 | Feb 6, 2015 | M | 4,830 | A | May 3, 2006 | May 1, 2015 | Common Stock, $1 par value | 4,830 | 0 | D |
Explanation of responses
- F1All shares sold at $71.32.