SEC Form 4 · accession 0001402258-18-000053
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Frischer
10% Owner
Period of report
Dec 26, 2018
Accepted (ET)
Dec 26, 2018 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RAIT Preferred Class AF1 | Dec 26, 2018 | P | 90,200 | $2.10 | A | 885,500 | I | Please see footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charles Frischer owns 479,800 shares directly, 45,900 shares are held in his IRA and 359,800 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner.