SEC Form 4 · accession 0001402258-18-000043
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Frischer
10% Owner
Period of report
Nov 28, 2018
Accepted (ET)
Nov 29, 2018 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RAIT Preferred Class BF1 | Nov 28, 2018 | P | 7,708 | $3.24 | A | 333,117 | I | Please see footnote 1 |
| RAIT Preferred Class B | Nov 29, 2018 | P | 2,500 | $3.50 | A | 335,617 | I | Please see footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 106,208 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner.