SEC Form 4 · accession 0001402258-18-000036
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Frischer
10% Owner
Period of report
Nov 14, 2018
Accepted (ET)
Nov 14, 2018 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RAIT Financial Trust Common StockF1 | Nov 14, 2018 | P | 2,092 | $2.40 | A | 268,426 | I | Please see footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 113,734 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner.