SEC Form 4 · accession 0001402258-18-000022
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Frischer
10% Owner
Period of report
Sep 10, 2018
Accepted (ET)
Sep 11, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RAIT Preferred Class AF1 | Sep 10, 2018 | P | 845 | $6.30 | A | 760,024 | I | Please see footnote 1 |
| RAIT Preferred Class A | Sep 11, 2018 | P | 1,700 | $6.15 | A | 761,725 | I | Please see footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 238,025 are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner.