SEC Form 4 · accession 0001402258-18-000017
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Frischer
10% Owner
Period of report
Jun 20, 2018
Accepted (ET)
Jun 20, 2018 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RAIT Financial Preferred Class BF1 | Jun 20, 2018 | P | 3,729 | $6.45 | A | 285,038 | I | Please see footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 55,629 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner.