SEC Form 4 · accession 0001402258-18-000007
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Frischer
10% Owner
Period of report
Apr 27, 2018
Accepted (ET)
Apr 30, 2018 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RaIT Financial Preferred Class CF1 | Apr 27, 2018 | P | 200 | $12.51 | A | 184,052 | I | Please see footnote 1 |
| RaIT Financial Preferred Class C | Apr 30, 2018 | P | 3,379 | $12.45 | A | 187,431 | I | Please see footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 26,731 are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner