SEC Form 4 · accession 0001209191-17-037691
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Malter
Other
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 8.375% Series B Cumulative Redeemable Preferred SharesF1 | Jun 1, 2017 | P | 900 | $22.65 | A | 3,400 | D | |
| Common Shares of Beneficial Interest | Jun 2, 2017 | P | 10,000 | $2.35 | A | 41,097 | D | |
| 7.75% Series A Cumulative Redeemable Preferred SharesF1 | Jun 2, 2017 | P | 500 | $20.32 | A | 2,500 | D | |
| 7.75% Series A Cumulative Redeemable Preferred SharesF1 | Jun 5, 2017 | P | 300 | $20.20 | A | 2,800 | D | |
| 7.75% Series A Cumulative Redeemable Preferred SharesF1 | Jun 5, 2017 | P | 300 | $20.15 | A | 3,100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report shall not be deemed an admission that transactions in the 8.375% Series B cumulative redeemable preferred shares are matchable with transactions in the 7.75% Series A cumulative redeemable preferred shares for purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended.