SEC Form 4 · accession 0001209191-17-003362
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L.N. Davidson
Officer — CEO & President · Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Jan 9, 2017 | A | 344,042 | $0.00 | A | 871,705 | D | |
| Common Shares of Beneficial InterestF1 | Jan 9, 2017 | F | 149,042 | $3.52 | D | 722,663 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This forfeiture was undertaken solely to satisfy a tax withholding liability relating to the terms of a restricted share award made to the reporting person. The reporting person made the withholding election on January 9, 2017 with respect to restricted shares that were awarded on January 9, 2017.