SEC Form 4 · accession 0001209191-15-085105
RAIT Financial Trust · RAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Malter
Other
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Dec 11, 2015 | P | 5,000 | $2.69 | A | 5,000 | D | |
| Common Shares of Beneficial Interest | Dec 11, 2015 | P | 5,000 | $2.6194 | A | 10,000 | D | |
| 8.375% Series B Cumulative Redeemable Preferred SharesF1 | Dec 11, 2015 | P | 1,500 | $16.00 | A | 1,500 | D | |
| 8.375% Series B Cumulative Redeemable Preferred SharesF1 | Dec 14, 2015 | P | 1,000 | $13.95 | A | 2,500 | D | |
| 7.75% Series A Cumulative Redeemable Preferred SharesF1 | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report shall not be deemed an admission that transactions in the 8.375% Series B cumulative redeemable preferred shares are matchable with transactions in the 7.75% Series A cumulative redeemable preferred shares for purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended.