SEC Form 4 · accession 0000904853-18-000010

RAIT Financial Trust · RAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Howard Amster

10% Owner

Period of report

Nov 29, 2018

Accepted (ET)

Dec 3, 2018 · 11:08 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001045425

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE	Nov 29, 2018	P	3,020	$3.4487	A	1,030,696	I	SEE EXPLANATION BELOW
RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE	Nov 29, 2018	P	5,145	$3.4192	A	1,035,841	I	SEE EXPLANATION BELOW
RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE	Nov 29, 2018	S	2,400	$3.50	D	1,033,441	I	SEE EXPLANATION BELOW

Table II — derivative securities

No Table II lines on this filing.

Remarks

Howard Amster Maintains Direct Ownership of the Following Shares; RASFP RAIT Financial Trust 7.75% Series A Cumulative 234,537 RASFO RAIT Financial Trust 8.375% Series B Cumulative 132,380 RASFN RAIT Financial Trust 8.875% Series C Cumulative 60,598 Howard Amster Maintains Indirect Ownership of the Following Shares; RASFP RAIT Financial Trust 7.75% Series A Cumulative Amster L.P. Gen Prtr 18,400 Laughlin Holdings LLC Pres. Maj. Mbr 42,400 NewAx Inc. Maj. Shrhldr 1,100 Pleasant Lake Apts LLC Prs. Maj. Mbr 20,000 Pleasant Lake Apts L.P. Prs. Gen Ptnr 59,164 Ramat Securities Ltd LLC Maj Mbr 65,700 Somerset Outlet Centers L.P Pres Gen Ptnr 39,300 RASFO RAIT Financial Trust 8.375% Series B Cumulative Amster L.P. Gen Ptnr 33,677 Horizon Group Properties Inc. Maj. Shrdr 2,400 Pleasant Lake Apts Corp Sole Shrdr 3,400 Pleasant Lake Apts LLC Pres Maj Mbr 8,000 Pleasant Lake Apts L.P. Pres Gen Ptnr 144,799 Pleasant Lake Skoien Inv LLC Pres Maj Mbr 4,974 Ramat Securities Ltd LLC Maj Mbr 43,959 RASFN RAIT Financial Trust 8.875% Series C Cumulative Amster L.P. Gen Ptnr 1,300 Laughlin Holding LLC Pres Maj Mmbr 15,031 Pleasant Lake Apts L.P. Pres Gen Ptnr 65,517 Pleasant Lake Skoien Inv LLC Pres Maj Mbr 6,300 Ramat Securities Ltd LLC Maj Mbr 14,405 Somerset Outlet Centers L.P. Pres Gen Prtr 16,100