SEC Form 4 · accession 0001045309-18-000068
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith N Cole
Officer — Sr. VP, Govt. Rel. and EHS
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | May 7, 2018 | M | 2,911 | — | A | 9,336 | D | |
| Common Stock, par value $.01 per share | May 7, 2018 | F | 1,401 | $69.99 | D | 7,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 7, 2018 | M | 2,911 | D | — | — | Common Stock | 2,911 | 3,268 | D |
Explanation of responses
- F1Restricted stock units converted into Common Stock on a one-for-one basis.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock or at the Issuer's election, the cash value thereof.
- F3Restricted stock units vested and settled on May 7, 2018.