SEC Form 4 · accession 0001045309-18-000051
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Shelnitz
Officer — VP, GC and Secretary
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 2, 2018 | M | 13,451 | $61.73 | A | 70,802 | D | |
| Common Stock, par value $0.01 per share | May 2, 2018 | F | 12,733 | $68.805 | D | 58,069 | D | |
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 11,971 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F2 | $61.73 | May 2, 2018 | M | 13,451 | D | — | May 2, 2018 | Common Stock | 13,451 | 0 | D |
Explanation of responses
- F1Such shares are held in a trust established by the issuer for the benefit of certain officers and directors.
- F2Options became exercisable in three substantially equal annual installments beginning on May 2,2014.