SEC Form 4 · accession 0001045309-18-000045
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C. Dockman
Officer — VP and Controller
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Apr 27, 2018 | M | 4,891 | $61.73 | A | 6,608 | D | |
| Common Stock, par value $0.01 per share | Apr 27, 2018 | F | 4,537 | $69.24 | D | 2,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F1 | $61.73 | Apr 27, 2018 | M | 4,891 | D | — | May 2, 2018 | Common Stock | 4,891 | 0 | D |
Explanation of responses
- F1Options became exercisable in three substantially equal annual installments beginning on May 2,2014.