SEC Form 4 · accession 0001045309-18-000024
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C. Dockman
Officer — VP and Controller
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Feb 23, 2018 | M | 566 | — | A | 1,901 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 23, 2018 | F | 184 | $67.72 | D | 1,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F1 | — | Feb 23, 2018 | M | 566 | D | — | — | Common Stock | 566 | 4,706 | D |
Explanation of responses
- F1Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
- F2Restricted stock units converted into Common Stock on a one-for-one basis.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock or at the Issuer's election, the cash value thereof.
- F4On February 25, 2016, the reporting person was granted 822 stock units, vesting annually in three substantially equal installments beginning on February 24, 2017; 274 of these stock units vested and settled on February 23, 2018. On February 23, 2017, the reporting person was granted 875 stock units, vesting in three substantially equal installments beginning on February 23, 2018; 292 of these stock units vested and settled on February 23,2018.