SEC Form 4 · accession 0001045309-17-000067
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C. Dockman
Officer — VP and Controller
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 16, 2017 | M | 4,940 | $39.02 | A | 6,275 | D | |
| Common Stock, par value $0.01 per shareF1 | May 16, 2017 | S | 4,940 | $70.024 | D | 1,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F2,F1 | $39.02 | May 16, 2017 | M | 4,940 | D | — | Jun 28, 2017 | Common Stock | 4,940 | 0 | D |
Explanation of responses
- F1Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
- F2Options became exercisable in substantially equal installments on approximately the first, second and third anniversaries of the June 28, 2012 grant date.