SEC Form 4 · accession 0001045309-17-000026
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Hudson La Force III
Officer — President and COO
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 22, 2017 | M | 29,783 | $39.02 | A | 97,431 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Feb 22, 2017 | F | 21,568 | $71.80 | D | 75,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F3,F1 | $39.02 | Feb 22, 2017 | M | 29,783 | D | — | Jun 28, 2017 | Common Stock | 29,783 | 0 | D |
Explanation of responses
- F1Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
- F2Number of shares reflect rounding down to eliminate fractional share.
- F3Options become exercisable in substantially equal installments on each of the first, second and third anniversary of the June 28, 2012 grant date.