SEC Form 4 · accession 0001045309-16-000223
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Hudson La Force III
Officer — President and COO
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 15, 2016 | M | 10,000 | $39.02 | A | 72,672 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Aug 15, 2016 | F | 7,480 | $75.315 | D | 65,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F3,F1 | $39.02 | Aug 15, 2016 | M | 10,000 | D | — | Jun 28, 2017 | Common Stock | 10,000 | 29,783 | D |
Explanation of responses
- F1Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
- F2Number of shares reflect rounding up to eliminate fractional share.
- F3Options became exercisable in three substantially equal annual installments beginning on June 28, 2013.