SEC Form 4 · accession 0001045309-16-000176
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith N Cole
Officer — VP, Govt. Relations and EHS
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Feb 25, 2016 | A | 1,342 | $0.00 | A | 4,342 | D | |
| Common Stock, par value $.01 per shareF1 | Feb 25, 2016 | F | 527 | $68.59 | D | 3,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F2,F1 | $68.47 | Feb 25, 2016 | A | 9,365 | A | — | Feb 25, 2021 | Common Stock | 9,365 | 9,365 | D |
| Restricted Stock UnitsF3,F4,F1 | — | Feb 25, 2016 | A | 1,643 | A | — | — | Common Stock | 1,643 | 4,554 | D |
Explanation of responses
- F1Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
- F2Options become exercisable in three substantially equal annual installments beginning on February 24, 2017.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock or at the Issuer's election, the cash value thereof.
- F4Restricted Stock Units vest in three substantially equal annual installments beginning on February 24, 2017 and will be settled within 60 days of those vesting dates.