SEC Form 4 · accession 0001045309-16-000156
W R GRACE & CO · GRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred E Festa
Officer — Chairman and CEO · Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 8:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 18, 2016 | M | 262,857 | $34.03 | A | 413,374 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Feb 18, 2016 | F | 190,847 | $69.815 | D | 222,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F3,F1 | $34.03 | Feb 18, 2016 | M | 262,857 | D | — | May 5, 2016 | Common Stock | 262,857 | 0 | D |
Explanation of responses
- F1Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
- F2Number of shares reflects rounding down to eliminate fractional share.
- F3Options became exercisable in three substantially equal annual installments on May 4, 2012; May 3, 2013; and May 5, 2014.