SEC Form 5 · accession 0001209191-15-011610
OneSpan Inc. · OSPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T Kendall Hunt
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001044777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Apr 21, 2014 | W | 511,300 | $0.00 | A | 1,011,300 | I | By the Barbara J. Hunt Marital Trust |
| Common Stock, $0.001 par value | Apr 21, 2014 | W | 511,300 | $0.00 | D | 0 | I | By the estate of Barbara J. Hunt |
| Common Stock, $0.001 par valueF3 | Oct 13, 2014 | G | 200,000 | $0.00 | A | 200,000 | I | By Spouse |
| Common Stock, $0.001 par value | Oct 13, 2014 | G | 200,000 | $0.00 | D | 7,742,465 | D | |
| Common Stock, $0.001 par value | Oct 30, 2014 | G | 5,000 | $0.00 | D | 7,742,465 | D | |
| Common Stock, $0.001 par valueF4 | May 2, 2012 | G | 100 | $0.00 | D | 7,742,465 | D | |
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 100,000 | I | By the Charitable Remainder Trust | |
| Common Stock, $0.001 par valueF2 | holding | — | — | — | 1,000 | I | By Stepdaughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership to the extent he does not have a pecuniary interest in the securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or any other purpose.
- F2These shares held by the reporting person's stepdaughter who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his stepdaughter and this report should not be deemed as admission that the reporting person is the beneficial owner of his stepdaughter's shares for purposes of Section 16 or for any other purpose.
- F3Shares held by reporting person's spouse. Reporting person disclaims beneficial ownership of the shares held by his spouse and this report should not be deemed as admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- F4Previously unreported gift of 100 shares on May 2, 2012.