SEC Form 4 · accession 0001140361-15-009443
P10 Industries, Inc. · PIOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Ascolese
Officer — Chief Executive Officer · Director
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001044435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.00 | Feb 26, 2015 | A | 300,000 | A | — | Feb 26, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1With continued service, 25% of the option shares shall vest and become exercisable on 2/26/2016, and the balance shall vest and become exercisable in a series of twelve equal quarterly installments upon the completion of each additional quarter of service through 2/26/2019.