SEC Form 4 · accession 0001044435-16-000117
P10 Industries, Inc. · PIOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Sams
Director
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001044435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2016 | P | 2,000 | $0.50 | A | 85,226 | D | |
| Common Stock | May 23, 2016 | P | 2,712 | $0.51 | A | 87,938 | D | |
| Common Stock | May 24, 2016 | P | 5,488 | $0.51 | A | 93,426 | D | |
| Common Stock | May 20, 2016 | P | 10,000 | $0.51 | A | 13,800 | I | By Spouse |
| Common Stock | holding | — | — | — | 9,980 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $0.50 to $0.5001, inclusive. The reporting person undertakes to provide to Active Power, Inc., any security holder of Active Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.