SEC Form 4/A · accession 0001044435-16-000107
P10 Industries, Inc. · PIOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James E. deVenny III
Director
Period of report
May 31, 2012
Accepted (ET)
May 6, 2016 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001044435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2012 | P | 40,000 | $0.8093 | A | 160,000 | D | |
| Common StockF3 | May 31, 2012 | P | 5,000 | $0.8013 | A | 20,000 | I | See footnote |
| Common StockF2 | holding | — | — | — | 60,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.78830 to $0.81, inclusive. The reporting person undertakes to provide to Active Power, Inc., any security holder of Active Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Shares held in JD Investments Defined Benefit Plan.
- F3Shares held by wife.