SEC Form 4 · accession 0001044435-16-000104
P10 Industries, Inc. · PIOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Sams
Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001044435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2016 | P | 20,000 | $0.58 | A | 63,226 | D | |
| Common Stock | holding | — | — | — | 9,980 | I | By Daughter | |
| Common Stock | holding | — | — | — | 3,800 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.57 to $0.58, inclusive. The reporting person undertakes to provide to Active Power, Inc., any security holder of Active Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.