SEC Form 4 · accession 0001044435-16-000100
P10 Industries, Inc. · PIOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Sams
Director
Period of report
Apr 28, 2016
Accepted (ET)
Apr 28, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001044435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Board Member Stock Option (right to buy)F1 | $0.57 | Apr 28, 2016 | A | 30,000 | A | — | Apr 28, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Subject to Section 15 of the Active Power, Inc. Amended and Restated 2010 Equity Incentive Plan, all shares subject to the option will fully vest on the close of business on the day immediately prior to the date of the annual meeting of stockholders of Active Power, Inc. which is held in the calendar year following the grant date of the option, provided that the optionee continues to serve as a director of Active Power, Inc. through such date.